{"id":5561,"date":"2021-11-26T18:50:41","date_gmt":"2021-11-26T13:20:41","guid":{"rendered":"https:\/\/tradebrains.in\/features\/biz-sebi-ld-rta\/"},"modified":"2021-11-26T18:50:41","modified_gmt":"2021-11-26T13:20:41","slug":"biz-sebi-ld-rta","status":"publish","type":"post","link":"https:\/\/tradebrains.in\/features\/biz-sebi-ld-rta\/","title":{"rendered":"Sebi asks RTAs, merchant bankers to disclose investor charter, complaint data on websites"},"content":{"rendered":"<div class=\"trade-content_2\" style=\"margin-left: auto;margin-right: auto;text-align: center;\" id=\"trade-4253849941\"><p><a href=\"https:\/\/tradebrains.in\/get\/telegram\/\"><img decoding=\"async\" class=\"alignnone wp-image-101992\" src=\"https:\/\/tradebrains.in\/features\/wp-content\/uploads\/2023\/01\/telegram-channel-300x119.png\" alt=\"\" width=\"148\" height=\"59\" \/><\/a> <a href=\"https:\/\/news.google.com\/publications\/CAAqBwgKMN3Epgswxc--Aw?hl=en-IN&amp;gl=IN&amp;ceid=IN%3Aen\"><img decoding=\"async\" class=\"alignnone wp-image-123430\" src=\"https:\/\/tradebrains.in\/features\/wp-content\/uploads\/2024\/05\/follow-on-google-news-300x82.png\" alt=\"follow-on-google-news\" width=\"222\" height=\"61\" srcset=\"https:\/\/tradebrains.in\/features\/wp-content\/uploads\/2024\/05\/follow-on-google-news-300x82.png 300w, https:\/\/tradebrains.in\/features\/wp-content\/uploads\/2024\/05\/follow-on-google-news-150x41.png 150w, https:\/\/tradebrains.in\/features\/wp-content\/uploads\/2024\/05\/follow-on-google-news.png 468w\" sizes=\"(max-width: 222px) 100vw, 222px\" \/><\/a><\/p>\n<\/div><p>New Delhi, Nov 26 (PTI) Markets regulator Sebi on Friday directed registrar and share transfer agents (RTAs) and\u00a0merchant bankers to disclose investor charter as well as data pertaining to complaints they received on their websites.<\/p><div class=\"trade-content_7\" style=\"margin-left: auto;margin-right: auto;text-align: center;\" id=\"trade-3532217996\"><!-- Composite Start --> \r\n <div id=\"M923760ScriptRootC1549812\"> \r\n <\/div> \r\n <script src=\"https:\/\/jsc.mgid.com\/t\/r\/tradebrains.in.1549812.js\" async> \r\n <\/script> \r\n <!-- Composite End --><\/div>\n<p>\u00a0 \u00a0 \u00a0The regulator has listed various categories for which investor charter needs to be disclosed by merchant bankers.<\/p>\n<p>\u00a0 \u00a0 \u00a0The new guidelines will come into effect from January 1, 2022, the Securities and Exchange Board of India (Sebi) said in four separate circulars.<\/p>\n<p>\u00a0 \u00a0 \u00a0With a view to providing investors relevant information about the primary market issuances in the debt market, municipal debt securities as well as issuance by\u00a0real estate investment trusts (REITs) and infrastructure investment trusts (InvITs), an investor charter has been prepared by Sebi in consultation with merchant bankers.<\/p><div class=\"trade-content_5\" id=\"trade-949457679\"><script async src=\"https:\/\/pagead2.googlesyndication.com\/pagead\/js\/adsbygoogle.js?client=ca-pub-4023722985638610\"\r\n     crossorigin=\"anonymous\"><\/script>\r\n<!-- in_content_2_news -->\r\n<ins class=\"adsbygoogle\"\r\n     style=\"display:block\"\r\n     data-ad-client=\"ca-pub-4023722985638610\"\r\n     data-ad-slot=\"7925020301\"\r\n     data-ad-format=\"auto\"\r\n     data-full-width-responsive=\"true\"><\/ins>\r\n<script>\r\n     (adsbygoogle = window.adsbygoogle || []).push({});\r\n<\/script><\/div>\n<p>\u00a0 \u00a0 \u00a0 Also, the regulator has developed an investor charter for RTAs detailing the services provided to investors, rights of investors, various activities of RTAs with timelines, dos and don&#8217;ts for investors and grievance redressal mechanism.<\/p>\n<p>\u00a0 \u00a0 \u00a0This charter is a brief document containing different services to investors at one single place for ease of reference.<\/p>\n<p>\u00a0 \u00a0 \u00a0 Sebi has asked merchant bankers to disclose on their websites, the investor charter for public offer of units by REITs, as well as InvITs and private placements of municipal debt securities.<\/p>\n<p>\u00a0 \u00a0 \u00a0The other categories for which investor charter needs to be disclosed by merchant bankers are &#8212; public issue of debt securities, public issue of non-convertible redeemable preference shares; and private placement of debt securities and non-convertible redeemable preference shares.<\/p>\n<p>\u00a0 \u00a0 \u00a0Also, Sebi has asked RTAs to take necessary steps to bring the investor charter to the notice of existing and new shareholders by way of disseminating the\u00a0 charter on their websites as well as displaying the charter at prominent places in offices.<\/p>\n<p>\u00a0 \u00a0 The Registrar Association of India will also disseminate the investor charter\u00a0on its website.<\/p><div class=\"trade-content-10\" id=\"trade-3483051185\"><script async src=\"https:\/\/pagead2.googlesyndication.com\/pagead\/js\/adsbygoogle.js?client=ca-pub-4023722985638610\"\r\n     crossorigin=\"anonymous\"><\/script>\r\n<!-- in_content_3_news -->\r\n<ins class=\"adsbygoogle\"\r\n     style=\"display:block\"\r\n     data-ad-client=\"ca-pub-4023722985638610\"\r\n     data-ad-slot=\"2969612066\"\r\n     data-ad-format=\"auto\"\r\n     data-full-width-responsive=\"true\"><\/ins>\r\n<script>\r\n     (adsbygoogle = window.adsbygoogle || []).push({});\r\n<\/script><\/div>\n<p>\u00a0 \u00a0 \u00a0In addition, Sebi has asked RTAs and merchant bankers to disclose on their respective websites, the data on complaints received against them and redressal thereof in a move to bring transparency in the investor grievance redressal mechanism.<\/p>\n<p>\u00a0 \u00a0 \u00a0 These need to be disclosed latest by 7th of succeeding month, Sebi said.<\/p>\n<p>\u00a0 \u00a0 \u00a0 In addition, the regulator has also prescribed a format for disclosing data of complaints on their websites.<\/p>\n<p>\u00a0 \u00a0 \u00a0Under the disclosure, RTAs and merchant bankers will have to disclose about complaints received during the month, those carried forward from previous month, complaints pending for more than three months, complaints resolved and average time taken in resolution of a complaint among others.\u00a0 \u00a0 \u00a0 \u00a0 \u00a0 \u00a0On Tuesday, Sebi asked merchant bankers to disclose on their websites, the investor charter for initial public offer (IPO) as well as further public offer (FPO), rights issue, qualified institutions placement, preferential issue, buyback of securities, delisting of equity shares and substantial acquisitions of shares and takeovers.<\/p>\n<p>\u00a0 \u00a0 \u00a0Besides, it asked stock exchanges, depositories and clearing corporations to disclose on their websites, the data on complaints received against them and redressal thereof.<\/p>\n<p>\u00a0 \u00a0 \u00a0This came after the Securities and Exchange Board of India (Sebi) came out with investor charter last week.<\/p>\n<p>\u00a0 \u00a0 \u00a0This charter includes the rights and responsibilities of investors, and dos and don&#8217;ts of investing in the securities market.\u00a0 \u00a0 \u00a0 The charter is aimed at protecting the &#8220;interests of investors by enabling them to understand the risks involved and invest in a fair, transparent, secure market, and to get services in a timely and efficient manner&#8221;.<\/p>\n<p>\u00a0 \u00a0 \u00a0The rights include getting fair and equitable treatment, expecting redressal of investor grievances filed in SCORES in a time-bound manner.<\/p>\n<p>\u00a0 \u00a0 \u00a0 Also, the market regulator has created a separate investor charter for market infrastructure institutions&#8211; stock exchanges, clearing corporations and depositories. PTI SP\u00a0 \t   ANU ANU<\/p>\n<div class=\"trade-after-content\" id=\"trade-3103944166\"><div id=\"taboola-below-article-thumbnails\"><\/div>\r\n<script type=\"text\/javascript\">\r\n  window._taboola = window._taboola || [];\r\n  _taboola.push({\r\n    mode: 'alternating-thumbnails-a',\r\n    container: 'taboola-below-article-thumbnails',\r\n    placement: 'Below Article Thumbnails',\r\n    target_type: 'mix'\r\n  });\r\n<\/script>\r\n<script type=\"text\/javascript\">\r\n  window._taboola = window._taboola || [];\r\n  _taboola.push({flush: true});\r\n<\/script><\/div>","protected":false},"excerpt":{"rendered":"<p>New Delhi, Nov 26 (PTI) Markets regulator Sebi on Friday directed registrar and share transfer agents (RTAs) and\u00a0merchant bankers to disclose investor charter as well as data pertaining to complaints they received on their websites. \u00a0 \u00a0 \u00a0The regulator has listed various categories for which investor charter needs to be disclosed by merchant bankers. \u00a0 [&hellip;]<\/p>\n","protected":false},"author":13,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_et_pb_use_builder":"","_et_pb_old_content":"","_et_gb_content_width":"","footnotes":""},"categories":[1696,1516],"tags":[],"class_list":["post-5561","post","type-post","status-publish","format-standard","hentry","category-corporate-action","category-ipo"],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v20.5 (Yoast SEO v25.0) - 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